Form: SC 13G

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

September 12, 2013

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Mobivity Holdings Corp.

(Name of Issuer)

$0.001 Par Value Common Stock

(Title of Class of Securities)

60743E105

(CUSIP Number)

September 11, 2013**

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
** Date of the most recent required filing.

The information in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 60743E105  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Bruce E. Terker (1)

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Pennsylvania

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

4,439,650 (1)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

6,515,657 (1)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,515,657 (1)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.5%*

12  

TYPE OF REPORTING PERSON (see instructions)

 

IN

 

* Based on 97,579,809 shares outstanding based on information supplied by the issuer.


CUSIP No. 60743E105  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ballyshannon Partners, L.P. (IRS Identification No. 23-2751854) (2)

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Pennsylvania

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

2,528,230 (2)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

3,666,070 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,666,070 (2)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

3.7%*

12  

TYPE OF REPORTING PERSON (see instructions)

 

PN

 

* Based on 97,579,809 shares outstanding based on information supplied by the issuer.


CUSIP No. 60743E105  

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ballyshannon Family Partnership, L.P. (IRS Identification No. 23-3086095) (3)

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Pennsylvania

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

1,911,420 (3)

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

2,849,587 (3)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,849,587 (3)

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)  ¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

2.9%*

12  

TYPE OF REPORTING PERSON (see instructions)

 

PN

 

* Based on 97,579,809 shares outstanding based on information supplied by the issuer.


CUSIP No. 60743E105

 

Iten 1(a).    Name of Issuer
   Mobivity Holdings Corp.
Item 1(b).    Address of Issuer’s Principal Executive Offices:
   58 W. Buffalo Street, #200
   Chandler, AZ 85225
Item 2(a).    Name of Person Filing:
   Bruce E. Terker (1)*
   Ballyshannon Partners, L.P. (2)
   Ballyshannon Family Partnership, L.P. (3)
Item 2(b).    Address of Principal Business Office or, in none, Residence:
   1150 First Avenue, Suite 450
   King of Prussia, PA 19406
Item 2(c).    Citizenship:
   Bruce E. Terker is a US Citizen (1)
   Ballyshannon Partners, L.P. – Pennsylvania USA (2)
   Ballyshannon Family Partnership, L.P. – Pennsylvania USA (3)
Item 2(d).    Title of Class of Securities:
   $0.001 Par Value Common Stock
Item 2(e).    CUSIP Number 60743E105

 

* Bruce E. Terker is the Sole Owner of Ballyshannon Partners, Inc., the General Partner of (2) Ballyshannon Partners, L.P. and (3) Ballyshannon Family Partnership, L.P.


CUSIP No. 60743E105

 

Item 3. If this Statement is filed pursuant to 240.13d-1(b) or (c), check whether the person filing is a:

 

(a)   ¨    Broker or dealer registered under Section 15 of the Act;
(b)   ¨    Bank as defined in Section 3(a)(6) of the Act;
(c)   ¨    Insurance company as defined in Section 3(a)(19) of the Act;
(d)   ¨    Investment company registered under Section 8 of the Investment Company Act of 1940;
(e)   ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)   ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g)   ¨    A parent holding company or control person in accorancewith Rule 13d-1(b)(1)(ii)(G);
(h)   ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
(i)   ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
(j)   ¨    A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
(k)   ¨    Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13-d1(b)(1)(ii)(J), please specify the type of institution:

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

* Bruce E. Terker is the beneficial owner of 4,439,650 shares of common stock and 2,076,007 shares of the Issuer’s common stock issuable upon exercise of warrants to purchase shares of the Issuer’s common stock. Bruce E. Terker is the Sole Owner of Ballyshannon Partners, Inc., the General Partner of (2) Ballyshannon Partners, L.P. and (3) Ballyshannon Family Partnership, L.P.

 

(a)    Amount Beneficially Owned      (1) 6,515,657   
   (Mr. Terker may be deemed a beneficial owner of the shares held by   
  

(2) Ballyshannon Partners, L.P. and (3) Ballyshannon Family Partnership, L.P.

because he is the sole owner of the General Partner of those partnerships.)

  

  

        (2) 3,666,070   
        (3) 2,849,587   
(b)    Percent of Class:      (1) 6.5%   
        (2) 3.7%   
        (3) 2.9%   
(c)    Number of shares as to which such person has:   
   (i) sole power to vote or to direct the vote:      0   
   (ii) shared power to vote or to direct the vote:      (1) 4,439,650   
        (2) 2,528,230   
        (3) 1,911,420   
   (iii) sole power to dispose or direct the disposition of:      0   
   (iv) shared power to dispose or to direct the disposition of:      (1) 6,515,657   
        (2) 3,666,070   
        (3) 2,849,587   


CUSIP No. 60743E105

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨

 

Item 6. Ownerhsip of More than Five Percent on Behalf of Another Person.

N/A

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

N/A

 

Item 8. Identification and Classification of Members of the Group.

N/A

 

Item 9. Notice of Dissolution of Group.

N/A

 

Item 10. Certification.

N/A


CUSIP No. 60743E105

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: September 11, 2013  

/s/ Bruce E. Terker

  Bruce E. Terker
  Ballyshannon Partners, L.P.
  By:   Ballyshannon Partners, Inc., its General Partner
  By:  

/s/ Bruce E. Terker

  Name:     Bruce E. Terker
  Title:       President of the General Partner
  Ballyshannon Family Partnership, L.P.
  By:   Ballyshannon Partners, Inc., its General Partner
  By:  

/s/ Bruce E. Terker

  Name:     Bruce E. Terker
  Title:       President of the General Partner


CUSIP No. 60743E105

AGREEMENT TO JOINTLY FILE SCHEDULE 13G

AGREEMENT dated as of September 3, 2013 by and among Bruce E. Terker, Ballyshannon Partners, L.P. and Ballyshannon Family Partnership, L.P. (collectively, the “Reporting Persons”).

WHEREAS, pursuant to paragraph (k) of Rule 13d-1 promulgated under Subsection 12(d)(1) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Reporting Persons hereto have decided to satisfy their filing obligation under the Exchange Act by a single joint filing:

NOW, THEREFORE, the Reporting Persons hereby agree as follows:

 

1. The Schedule 13G with respect to Mobivity Holdings Corp. to which this is attached as Exhibit A, is filed on behalf of each of the Reporting Persons.

 

2. Each Reporting Person is responsible for the completeness and accuracy of the information concerning such Reporting Person contained therein.

IN WITNESS WHEREOF, the undersigned herunto set their hands as of the date first above written.

 

Date: September 11, 2013  

/s/ Bruce E. Terker

  Bruce E. Terker
  Ballyshannon Partners, L.P.
  By:   Ballyshannon Partners, Inc., its General Partner
  By:  

/s/ Bruce E. Terker

  Name:     Bruce E. Terker
  Title:       President of the General Partner
  Ballyshannon Family Partnership, L.P.
  By:   Ballyshannon Partners, Inc., its General Partner
  By:  

/s/ Bruce E. Terker

  Name:     Bruce E. Terker
  Title:       President of the General Partner

EXHIBIT A