SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
AKIN THOMAS B

(Last) (First) (Middle)
55 NORTH ARIZONA PLACE, SUITE 310

(Street)
CHANDLER AZ 85226

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOBIVITY HOLDINGS CORP. [ MFON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/04/2020 P 61,610 A $0.7 6,156,263 D
Common Stock 05/05/2020 P 7,000 A $0.77(1) 6,163,263 D
Common Stock 05/11/2020 P 1,000 A $0.8 6,164,263 D
Common Stock 05/13/2020 P 24,390 A $0.8(2) 6,188,653 D
Common Stock 05/20/2020 P 45 A $0.82 6,188,698 D
Common Stock 06/03/2020 P 2,500 A $0.85 6,191,198 D
Common Stock 06/16/2020 P 3,455 A $0.82 6,194,653 D
Common Stock 12/31/2020 A 1,113,767 A $1.25 7,308,420 D
Common Stock 05/10/2022 A 1,064,506 A $0.8 8,372,926 D
Common Stock 05/10/2022 A 1,057,184 A $0.8 7,867,220 I By Talkot Fund(3)
Common Stock 07/11/2022 A 517,292 A $1.25 8,890,218 D
Common Stock 07/11/2022 A 1,024,167 A $1.25 8,891,387 I By Talkot Fund(3)
Common Stock 09/30/2022 A 625,000 A $0.8 9,515,218 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant (right to buy) $1.475 01/01/2022 A 20,339 01/01/2022 11/17/2024 Common Stock 20,339 $0 20,339 D
Warrant (right to buy) $1.5 02/08/2022 A 517,292 02/08/2022 02/08/2025 Common Stock 517,292 $0 517,292 D
Warrant (right to buy) $1.5 02/23/2022 A 547,214 02/23/2022 02/23/2025 Common Stock 547,214 $0 547,214 D
Warrant (right to buy) $1.5 02/23/2022 A 1,057,184 02/23/2022 02/23/2025 Common Stock 1,057,184 $0 1,057,184 I By Talkot Fund(3)
Warrant (right to buy) $1.5 06/10/2022 A 97,876 06/10/2022 06/10/2025 Common Stock 97,876 $0 97,876 D
Warrant (right to buy) $1.5 08/23/2022 A 625,000 08/23/2022 08/23/2025 Common Stock 625,000 $0 625,000 D
1. Name and Address of Reporting Person*
AKIN THOMAS B

(Last) (First) (Middle)
55 NORTH ARIZONA PLACE, SUITE 310

(Street)
CHANDLER AZ 85226

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Talkot Capital, LLC

(Last) (First) (Middle)
55 NORTH ARIZONA PLACE, SUITE 310

(Street)
CHANDLER AZ 85226

(City) (State) (Zip)
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.835, inclusive. The reporting persons undertake to provide to Mobivity Holdings Corp., any security holder of Mobivity Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.88, inclusive.
3. The reported securities are owned directly by Talkot Fund, L.P., a limited partnership for which Thomas B. Akin makes all voting and investment decisions. Mr. Akin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This report is filed jointly by Talkot Fund, L.P. and Mr. Akin.
/s/ Thomas B. Akin, for himself and Talkot Fund, L.P. 10/31/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.